With the fast pace of changing regulation and the often significant demands on internal resources, it is difficult to keep up with new regulations, new risks or changes in the direction of a business.

Keeping your Firm fully up to date with the latest RBI Circulars, Instructions and Regulations/Circulars issued by SEBI and Foreign Exchange Management Act requirements is a challenge that should not be underestimated.

The depth of experience that our Directors have of the Indian regulatory environment means that we are expertly placed to help you not only understand the latest regulatory news and updates but make sure that any changes are fully implemented in your Firm.

Having CCL as part of your compliance team

Our compliance support services provide you with a comprehensive quality resource to suit your specific requirements. The type of compliance support agreements include:

  • Retainer Agreement - Giving your Firm access to expert compliance advice at all times. The retainer scope is tailored to your requirements. Typically it can include regular access to CCL’s consultants, periodic monitoring reviews and policies and procedures updates.
  • Structured Advisory Engagement - Providing regular updates on the impact of changes in regulation to your Firm; advising on the current focus of regulators and how to address the issues raised. In some circumstances, you may wish to have a programme for a period - six-months or a year - while your Firm’s compliance procedures are brought up to date.
  • Flexible Ad-hoc Agreement - Our depth and breadth of experience mean that our experienced compliance practitioners can identify a practical solution for your Firm quickly and economically.

 

We have a dedicated team of experienced compliance consultants who can provide expert assurance and peace of mind. Get in touch to see how we can help your Firm.