Knowledge Centre
Comprehensive resource for regulatory updates and developments.
You are currently filtering for:
clear filters
- Posts in December, 2020
CCL Regulatory Update: Middle East Edition - November 2020
This edition includes - DFSA Issues a Consultation Paper on Regulation of Retail OTC Leverage Products, ADGM Commences Public Consultation on Proposed New Data Protection Regulations, IOSCO’s GEMC Publishes a Report on the Development of Emerging Markets, Thematic Review on Consistency in Implementation of Money Market Reforms, DFSA Sanctions Upheld Against Dr Mubashir Sheikh for Serious Misconduct.
CCL Regulatory Update: UK Edition - November 2020
This edition includes - FCA Statement on Workplace Arrangements and Travel, ESMA Publishes Q&A on SFTR Reporting, FX Options Broker Fined for Misleading Information to Clients, FCA Charges Individual with Offence of Money Laundering.
