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CCL Regulatory Update: Middle East Edition - December 2019

19th January 2020 | By Jade Ashpole | CCL Regulatory Update: Middle East Edition

This edition includes - Introduction of CPD Requirements for SEOs and COMLROs, ADGM Publishes Consultation on Proposed Amendments to Commercial Legislation, Saudi Arabia Bans Firms from Having Both Insurance and Reinsurance Businesses, FCA Fines PPC for Misleading Consumers and Banks.

CCL Regulatory Update: UK Edition - December 2019

16th January 2020 | By Carwyn Evans | CCL Regulatory Update: UK Edition

This edition includes - New Form to Notify FCA of Management Body Changes for Non-SMF Directors, Special Requirements Regarding Whistleblowing Systems and Controls at the Society of Lloyd’s, The Money Laundering and Terrorist Financing Regulation 2019, FCA Fines PPC for Misleading Consumers and Banks.