This edition includes - Abraaj Capital Limited – DFSA Update, DFSA and Monetary Authority of Singapore Sign FinTech Agreement, ADGM Seeks Market Response to Joint Consultation on Global Financial Innovation Network, ESCA Grace Period to Local Promoters of Foreign Mutual Funds Has Expired
This edition includes - Consultation to Improve Conduct and Communications in Payment Services and E-Money Firms, ESMA to Renew Prohibition on Binary Options, FCA Commences Criminal Prosecution Against Mark Starling
This edition includes - DFSA Signs MoU with Astana Financial Services Authority, DFSA Fines Al Ramz and their Head of IT for Failures to Provide Complete Information, ADGM Launches Crypto Asset Regulatory Framework, Oman Tightens Controls on Remittance and Currency Exchange, Saudi Arabia CMA Approves First FinTech Licenses, FINRA Fines Robo-Advisor.
This edition includes - FCA Statement on ESMA’s Action on CFD Products, ESMA Reminder for UK Based Entitles About Timely Submission of Authorisation, FATF Identifies Jurisdictions with Strategic AML/CTF Deficiencies, Former Senior Bankers Convicted of Fraud, Former Directors of a Consumer Credit Firm Banned for Misleading Customers.
This edition includes - EBA Adds PSD2 to Q&A Tool, European Commission Letter Clarifies Ancillary Activity Test, Financial Sanctions Notice for Iran, FCA Fines Bank for AML Failings
This edition includes - FCA Policy Statement Retires FG 12/15 and FG 14/1, PRA Update on MiFID II Passporting ITS, ESMA One-Stop Company Portal, Reforms on UK Businesses on Foreign Money Laundering, Sanctions and Anti-Money Laundering Bill/Act, FCA and PRA Jointly Fines Mr James Staley
This edition includes - DFSA Expands FinTech Innovation Testing Programme, ADGM Establishes its First Representative Office in Beijing, ADGM and Astana Financial Services Authority Sign Memorandum of Understanding, U.S. Imposes Sanctions on Iran Central Bank Governor, Barclays Boss Fined £642,000 Over Whistleblower Scandal, Vietnam Banker Gets $700 Million Fine and 30-year Jail Term for Embezzlement
This edition includes - DFSA Releases Consultation Paper No.120 - Proposed Changes to the DFSA’s AML, CTF and Sanctions Regime – Phase 2, DFSA Hosts Accounting Standard-Setters for Islamic Finance, ADGM Proposes a Regulatory Framework for Spot Crypto Asset Markets, UAE to Save $3 Billion with Blockchain Initiative, Barclays CEO Jes Staley Faces Fine Over Whistleblower Incident
This edition includes - Statement on the Requirements for Firms Offering Cryptocurrency, Consultation on Regulatory Fees and Levies, Whistleblower Protection Directive, CF30 Fined for Failure to Act with Honesty and Integrity
This edition includes - The Financial Services and Markets Act 2000 Amendment, Prohibition and Restriction on Binary Options and CFDs to Protect Retail Investors, AML and CTF Report 2015-2017, Wolfsberg Group Issues Banking Due Diligence Questionnaire and Guidance, Former Chair of Co-Operative Bank PLC Banned
This edition includes - DFSA Releases Consultation Paper No.117 Miscellaneous Changes, ADGM and Jersey Financial Services Commission Sign Statement of Co-operation Agreement, UAE Exchange Houses Ordered to Raise Standards by Central Bank, EU Banking Watchdog Sets Out 'Roadmap' To Regulate FinTech, Singapore Central Bank Fines Standard Chartered $4Million Over Money Laundering Breaches
This edition includes - DFSA Releases Consultation Paper 118 on AML, CTF and Sanctions Regime, ADGM Welcomes 3rd RegLab Cohort Applications with SME Focus, DMCC Issue License to Store Cryptocurrencies, Banks in Britain and U.S. Ban Bitcoin Buying with Credit Cards Over Credit Risk, U.S. Treasury Blacklists Latvian Bank with Alleged Ties to North Korea