- in the category: Regulatory Update: Middle East
This edition includes - DFSA Enforces Fine in the UK Against Sanctioned Individual, ADGM Launches Sustainable Finance Agenda, Iran Approves Anti-Money Laundering Bill to Ease Foreign Trade, Transparency International Release 2018 Corruption Perception Index
This edition includes - DFSA Releases Consultation Papers, No.121, No. 122 and 124, ADGM Concludes 1st Industry E-KYC Utility Project with UAE Financial Institutions, CCL Curates Panel at the Central Bank of the UAE’s Strategy Retreat, CMCs to be Regulated by the FCA, Former NED Banned and Fined by FCA.
This edition includes - Key Changes Introduced by the New DIFC Companies Law Regime, DFSA Signs MoU with Bank Negara Malaysia, ADGM FinTech, FSRA Release Consultation Paper on Domestic Fund Passporting Rules, MENAFATF Hold Plenary Meeting, Transparency International Raise Concerns on German Real Estate Money Laundering.
This edition includes - DFSA Opens FinTech Innovation Testing Licence Second Cohort, ADGM Joins the WAIFC, UK to Introduce National Economic Crime Centre, ESMA Renews Restriction on CFDs for Further Three Months, ADCB Fined £25,000 for Authorisation Failures
This edition includes - DFSA Board Appoints Bryan Stirewalt as Next Chief Executive, DFSA Implement Amendments to Rulebooks, ADGM Launches New Commercial Licence for Tech Start-Ups, ING CFO Steps Down Following $900 Million Money Laundering Fine, €1.3m Irish Fine for Citibank
This edition includes - Abraaj Capital Limited – DFSA Update, DFSA and Monetary Authority of Singapore Sign FinTech Agreement, ADGM Seeks Market Response to Joint Consultation on Global Financial Innovation Network, ESCA Grace Period to Local Promoters of Foreign Mutual Funds Has Expired
This edition includes - DFSA Signs MoU with Astana Financial Services Authority, DFSA Fines Al Ramz and their Head of IT for Failures to Provide Complete Information, ADGM Launches Crypto Asset Regulatory Framework, Oman Tightens Controls on Remittance and Currency Exchange, Saudi Arabia CMA Approves First FinTech Licenses, FINRA Fines Robo-Advisor.
This edition includes - DFSA Expands FinTech Innovation Testing Programme, ADGM Establishes its First Representative Office in Beijing, ADGM and Astana Financial Services Authority Sign Memorandum of Understanding, U.S. Imposes Sanctions on Iran Central Bank Governor, Barclays Boss Fined £642,000 Over Whistleblower Scandal, Vietnam Banker Gets $700 Million Fine and 30-year Jail Term for Embezzlement
This edition includes - DFSA Releases Consultation Paper No.120 - Proposed Changes to the DFSA’s AML, CTF and Sanctions Regime – Phase 2, DFSA Hosts Accounting Standard-Setters for Islamic Finance, ADGM Proposes a Regulatory Framework for Spot Crypto Asset Markets, UAE to Save $3 Billion with Blockchain Initiative, Barclays CEO Jes Staley Faces Fine Over Whistleblower Incident
This edition includes - DFSA Releases Consultation Paper No.117 Miscellaneous Changes, ADGM and Jersey Financial Services Commission Sign Statement of Co-operation Agreement, UAE Exchange Houses Ordered to Raise Standards by Central Bank, EU Banking Watchdog Sets Out 'Roadmap' To Regulate FinTech, Singapore Central Bank Fines Standard Chartered $4Million Over Money Laundering Breaches
This edition includes - DFSA Releases Consultation Paper 118 on AML, CTF and Sanctions Regime, ADGM Welcomes 3rd RegLab Cohort Applications with SME Focus, DMCC Issue License to Store Cryptocurrencies, Banks in Britain and U.S. Ban Bitcoin Buying with Credit Cards Over Credit Risk, U.S. Treasury Blacklists Latvian Bank with Alleged Ties to North Korea
This edition includes - DFSA and Central Bank of Bahrain Sign MoU, ADGM and Bahrain EDB Sign Region’s First MENA FinTech Agreement, UAE Removed from the EU Tax Blacklist, Kazakhstan Establish an International Financial Centre, KPMG Faces Probe Over Carillion Audit, HSBC Investigation Outcome Reached by US Department of Justice