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CCL Regulatory Update: UK Edition - February 2018
This edition includes - FCA Proposes a Public Register, Future of the City, Governance and Risk Management of Algorithmic Trading, BSB’s Supporting Guidance to Fitness and Propriety, ESMA Launches Interactive Single Rulebook, Countries at Risk of Money Laundering
CCL Regulatory Update: UK Edition - January 2018
This edition includes - FCA Enforcement PRIIPs Instrument, New Chairs of the FCA, Update on Pillar II Liquidity Reporting, The Functioning of the European Online Dispute Resolution Platform, CFT/AML Guidelines for PSPs, RBS Trade Fined Over Libor Rigging