CCL Regulatory Update: India Edition - April 2018

This edition includes - RBI Imposes Monetary Penalty on IDBI Bank Limited, RBI Defers Ind-AS Implementation, Amendment to the SEBI (STP Centralised Hub and STP Service Providers) Guidelines, 2004

CCL Regulatory Update: Middle East Edition - April 2018

This edition includes - DFSA Releases Consultation Paper No.120 - Proposed Changes to the DFSA’s AML, CTF and Sanctions Regime – Phase 2, DFSA Hosts Accounting Standard-Setters for Islamic Finance, ADGM Proposes a Regulatory Framework for Spot Crypto Asset Markets, UAE to Save $3 Billion with Blockchain Initiative, Barclays CEO Jes Staley Faces Fine Over Whistleblower Incident

CCL Regulatory Update: UK Edition - April 2018

This edition includes - Statement on the Requirements for Firms Offering Cryptocurrency, Consultation on Regulatory Fees and Levies, Whistleblower Protection Directive, CF30 Fined for Failure to Act with Honesty and Integrity

CCL Regulatory Update: India Edition - March 2018

This edition includes - RBI Cancels Certificate of Registration of M/s Lofty Securities Private Limited NBFC, Guidelines for LES in Commodity Derivatives Contracts, RBI Imposes Monetary Penalty on Banks, NBFCs to Comply with Anti-Money Laundering Rules

CCL Regulatory Update: UK Edition - March 2018

This edition includes - The Financial Services and Markets Act 2000 Amendment, Prohibition and Restriction on Binary Options and CFDs to Protect Retail Investors, AML and CTF Report 2015-2017, Wolfsberg Group Issues Banking Due Diligence Questionnaire and Guidance, Former Chair of Co-Operative Bank PLC Banned

CCL Regulatory Update: Middle East Edition - March 2018

This edition includes - DFSA Releases Consultation Paper No.117 Miscellaneous Changes, ADGM and Jersey Financial Services Commission Sign Statement of Co-operation Agreement, UAE Exchange Houses Ordered to Raise Standards by Central Bank, EU Banking Watchdog Sets Out 'Roadmap' To Regulate FinTech, Singapore Central Bank Fines Standard Chartered $4Million Over Money Laundering Breaches

CCL Regulatory Update: Middle East Edition - February 2018

This edition includes - DFSA Releases Consultation Paper 118 on AML, CTF and Sanctions Regime, ADGM Welcomes 3rd RegLab Cohort Applications with SME Focus, DMCC Issue License to Store Cryptocurrencies, Banks in Britain and U.S. Ban Bitcoin Buying with Credit Cards Over Credit Risk, U.S. Treasury Blacklists Latvian Bank with Alleged Ties to North Korea

CCL Regulatory Update: UK Edition - February 2018

This edition includes - FCA Proposes a Public Register, Future of the City, Governance and Risk Management of Algorithmic Trading, BSB’s Supporting Guidance to Fitness and Propriety, ESMA Launches Interactive Single Rulebook, Countries at Risk of Money Laundering

CCL Regulatory Update: India Edition - February 2018

This edition includes - Consolidated List of Returns Prescribed by RBI for Banks/NBFCs/Other Financial Intermediaries, Charging of Additional Expenses of up to 0.20% in terms of Regulation 52 (6A) (c) of SEBI (Mutual Funds) Regulations, 1996, RBI Instructs Banks to Link Their Core Systems with SWIFT after PNB Fraud

CCL Regulatory Update: UK Edition - January 2018

This edition includes - FCA Enforcement PRIIPs Instrument, New Chairs of the FCA, Update on Pillar II Liquidity Reporting, The Functioning of the European Online Dispute Resolution Platform, CFT/AML Guidelines for PSPs, RBS Trade Fined Over Libor Rigging

CCL Regulatory Update India Edition - January 2018

This edition includes - Notification to Registered Asset Reconstruction Companies, Eleven NBFCs Surrender their Certificates of Registration to RBI, Benchmarking of Scheme’s Performance to TRI, RBI Puts Allahabad Bank Under PCA

CCL Regulatory Update: Middle East Edition - January 2018

This edition includes - DFSA and Central Bank of Bahrain Sign MoU, ADGM and Bahrain EDB Sign Region’s First MENA FinTech Agreement, UAE Removed from the EU Tax Blacklist, Kazakhstan Establish an International Financial Centre, KPMG Faces Probe Over Carillion Audit, HSBC Investigation Outcome Reached by US Department of Justice